Deeper, Strategic Collaboration in the Securities Sector

Overview & Synopsis

In an era of globalised finance and increasing cross-border activity, regulatory cooperation has become essential for market integrity and development. This book examines the potential for strategic collaboration between India and Australia in the securities sector—two nations with distinct but complementary economic and legal frameworks. Through a comparative analysis of the Securities and Exchange Board of India (SEBI) and the Australian Securities and Investments Commission (ASIC), it evaluates alignment with International Organization of Securities Commissions (IOSCO) principles, focusing on supervisory powers, enforcement mechanisms and compliance effectiveness. The analysis identifies shared regulatory goals and governance principles, highlighting opportunities for bilateral cooperation. Offering a roadmap for capital market integration and regulatory innovation, the book makes a timely contribution to international financial scholarship. It delivers practical insights for policymakers, legal scholars and regulators interested in forging resilient cross-border partnerships—both within the Indo-Pacific and beyond. Winner of ANU Press ECR Prize in Legal Scholarship